Compliance
BrokerCRM™ has a powerful compliance management module, which manages and audits every compliance item in relation to each transaction. Reports are available per consultant and on an office wide basis. The following requirements are addressed in a comprehensive way:
- Customer ID
- Source of Business
- Terms of Business Letter
- Fact Find
- Reasons Why Letters
- Client Contact Tracking
- Annual Review Management
- Product Library
- Procedures Manual
- Links to Quotation Engines
- List of property viewings and offers
The product library is a valuable facility with the capability to store brochures, sample policy documents and all other relevant information on each product in the financial services market.
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